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Thomas Robert Cardle

First Trust Advisors LP

Wheaton, IL

Franklin, TN

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Current Employers
First Trust Advisors Lp

120 E. Liberty Drive Suite 400, Wheaton, IL 60187 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2023-07-03
IL RA APPROVED 2019-01-07
  • TN RA
    APPROVED
    Since 2023-07-03
  • IL RA
    APPROVED
    Since 2019-01-07

Branch Locations

120 E. Liberty Drive Suite 400, Wheaton, IL 60187 • United States

5000 Meridian Blvd Suite 500, Franklin, TN 37067 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wheaton College Wheaton IL 05/2015 05/2017
Cantigny Golf Wheaton IL 05/2015 05/2017
Flintrock Falls Golf Club Austin TX 06/2015 06/2018
Axa Advisors, Llc New York NY 10/2017 12/2017
Charles Schwab & Co.,Inc. Austin TX 06/2018 01/2019
First Trust Portfolios L.P. Wheaton IL 01/2019 Present
First Trust Advisors L.P. Wheaton IL 01/2019 Present
  • 05/2015 → 05/2017
    Wheaton College
    Wheaton, IL
  • 05/2015 → 05/2017
    Cantigny Golf
    Wheaton, IL
  • 06/2015 → 06/2018
    Flintrock Falls Golf Club
    Austin, TX
  • 10/2017 → 12/2017
    Axa Advisors, Llc
    New York, NY
  • 06/2018 → 01/2019
    Charles Schwab & Co.,Inc.
    Austin, TX
  • 01/2019 → Present
    First Trust Portfolios L.P.
    Wheaton, IL
  • 01/2019 → Present
    First Trust Advisors L.P.
    Wheaton, IL
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-12-01
  • S66 Uniform Combined State Law Examination
    2017-12-01
Other Names
  • Tom Cardle
  • Thomas Cardle

View on SEC IAPD

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Other Offices

BOOSTER ASSET MANAGEMENT, LLC · WHEATON, IL
BROOKSTONE WEALTH ADVISORS, LLC · WHEATON, IL
BROOKSTONE ASSET MANAGEMENT, LLC · WHEATON, IL
BROOKSTONE CAPITAL MANAGEMENT LLC · WHEATON, IL
BROOKSTONE CAPITAL MANAGEMENT LLC · WHEATON, IL
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · WHEATON, IL
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · WHEATON, IL
BROOKSTONE CAPITAL MANAGEMENT LLC · Wheaton, IL

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