Christopher Michael Smith

Employer firm

Oppenheimer & Co. Inc. CRD 249

$36.7B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2014 → Present
  Cms Rentals Llc
  Eureka, MO
• 10/2017 → 03/2024
  Northwestern Mutual Life Insurance Company
  Milwaukee, WI
• 05/2018 → 03/2024
  Northwestern Mutual Investment Services Llc
  Saint Louis, MO
• 11/2018 → 03/2024
  Northwestern Mutual Wealth Management Company
  Milwaukee, WI
• 03/2024 → Present
  Oppenheimer & Co. Inc.
  Saint Louis, MO

Other Businesses

CMS RENTALS LLC. BUY AND SELL REAL ESTATE PROPERTIES, CURRENTLY DO NOT HAVE ANY PROPERTIES OR RECEIVE ANY INCOME FROM ANY PREVIOUS PROPERTIES.

Exams

• S65 Uniform Investment Adviser Law Examination
  2024-12-13
• S63 Uniform Securities Agent State Law Examination
  2018-08-16

Other Names

• Christopher Smith
• Christopher M Smith
• Christopher Michael Smith