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Current Employers
Vanguard Advisers, Inc.

100 Vanguard Blvd, Malvern, PA 19355 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2022-04-11
TX RA APPROVED 2022-04-11
  • PA RA
    APPROVED
    Since 2022-04-11
  • TX RA
    APPROVED
    Since 2022-04-11

Branch Locations

100 Vanguard Blvd, Malvern, PA 19355 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Atlantic Coast Athletic Club West Chester PA 10/2014 09/2017
Randstad Atlanta GA 08/2017 09/2018
Fox Pool Management Newtown PA 05/2014 09/2016
West Chester University Of Pennsylvania West Chester PA 08/2013 05/2017
The Vangaurd Group, Inc. Malvern PA 09/2018 Present
Szustak Commercial Finance Corp Chester Springs PA 09/2020 01/2021
Self-Employed West Chester PA 05/2022 Present
Vanguard Marketing Corporation Malvern PA 09/2018 Present
Vanguard Advisers, Inc. Malvern PA 04/2022 Present
  • 10/2014 → 09/2017
    Atlantic Coast Athletic Club
    West Chester, PA
  • 08/2017 → 09/2018
    Randstad
    Atlanta, GA
  • 05/2014 → 09/2016
    Fox Pool Management
    Newtown, PA
  • 08/2013 → 05/2017
    West Chester University Of Pennsylvania
    West Chester, PA
  • 09/2018 → Present
    The Vangaurd Group, Inc.
    Malvern, PA
  • 09/2020 → 01/2021
    Szustak Commercial Finance Corp
    Chester Springs, PA
  • 05/2022 → Present
    Self-Employed
    West Chester, PA
  • 09/2018 → Present
    Vanguard Marketing Corporation
    Malvern, PA
  • 04/2022 → Present
    Malvern, PA
Other Businesses

NAME OF BUSINESS: SELF-EMPLOYED NON-INVESTMENT-RELATED ADDRESS: WEST CHESTER, PA NATURE OF BUSINESS: DELIVERY POSITION: CONTRACTED WITH DOORDASH START DATE: 05/2022 APPROXIMATE HOURS/MONTH: 40 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: DELIVERY

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-04-08
S63 Uniform Securities Agent State Law Examination 2018-10-25
  • S66 Uniform Combined State Law Examination
    2022-04-08
  • S63 Uniform Securities Agent State Law Examination
    2018-10-25
Other Names
  • Brian Murphy

View on SEC IAPD

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