Best Investors Account Sign in

Theresa Jeanette Combs

Sofi Wealth LLC

Cottonwood Heights, UT

San Francisco, CA

Claim This Profile
Current Employers
Sofi Wealth Llc

234 1St Street, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
UT RA APPROVED 2019-06-25
  • UT RA
    APPROVED
    Since 2019-06-25

Branch Locations

2750 E Cottonwood Pkwy, Suite 300, Cottonwood Heights, UT 84121 • United States

234 1St Street, San Francisco, CA 94105 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Salt Lake City UT 08/2017 04/2018
Capita Financial Network Sandy UT 08/2014 07/2017
Capital Wealth Advisors Lehi UT 04/2018 05/2019
Capital Wealth Advisors, Llc Lehi UT 07/2018 05/2019
Sofi Securities Llc Cottonwood Heights UT 06/2019 Present
Sofi Wealth Llc Cottonwood Heights UT 06/2019 Present
  • 08/2017 → 04/2018
    Fidelity
    Salt Lake City, UT
  • 08/2014 → 07/2017
    Capita Financial Network
    Sandy, UT
  • 04/2018 → 05/2019
    Capital Wealth Advisors
    Lehi, UT
  • 07/2018 → 05/2019
    Capital Wealth Advisors, Llc
    Lehi, UT
  • 06/2019 → Present
    Sofi Securities Llc
    Cottonwood Heights, UT
  • 06/2019 → Present
    Sofi Wealth Llc
    Cottonwood Heights, UT
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-07-11
S63 Uniform Securities Agent State Law Examination 2017-09-28
  • S65 Uniform Investment Adviser Law Examination
    2018-07-11
  • S63 Uniform Securities Agent State Law Examination
    2017-09-28
Other Names
  • Theresa Jeanette Goodrich
  • Theresa Jeanette Combs
  • Theresa Combs
  • Theresa J Goodrich

View on SEC IAPD

Other Firms

RAYMOND JAMES & ASSOCIATES, INC.
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
LIDO
LPL FINANCIAL LLC
PRIME CAPITAL FINANCIAL
SEQUOIA FINANCIAL GROUP, L.L.C.
OSAIC WEALTH, INC.
CETERA INVESTMENT ADVISERS LLC

Other Investors

Peter Kelson
STAN JOSEPH GOODELL
Jeremy David Miller
MATTHEW RENE BRUNNER
Jeffrey T Barrick
SCOTT RAYMOND BURNETT
Alicia J Zhang
JESSE VANCE

Other Offices

RAYMOND JAMES & ASSOCIATES, INC. · Cottonwood Heights, UT
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · COTTONWOOD HEIGHTS , UT
LIDO · Cottonwood Heights, UT
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · COTTONWOOD HEIGHTS, UT
LPL FINANCIAL LLC · MIDVALE, UT
LPL FINANCIAL LLC · COTTONWOOD HEIGHTS, UT
PRIME CAPITAL FINANCIAL · Cottonwood Heights, UT
SEQUOIA FINANCIAL GROUP, L.L.C. · Cottonwood Heights, UT

More in Cottonwood Heights, UT

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor