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880 Carillon Parkway, St. Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| UT | RA | APPROVED | 2026-06-23 |
Branch Locations
6985 Union Park Ave Suite 500, Cottonwood Heights, UT 84047 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| E*Trade Securities Llc | Sandy | UT | 11/2020 | 04/2023 |
| Liquidshop Solutions, Llc | Bountiful | UT | 04/2015 | 04/2025 |
| Ubs Financial Services Inc | Denver | CO | 05/2023 | 06/2026 |
| Raymond James & Associates, Inc | Cottonwood Heights | UT | 06/2026 | Present |
(1)Name of Business: Breaker Authority, LLC Address: 2245 Pheasant Way, Bountiful, UT, 84010, United States Activity Type: Business Owner Position/Title: Other Investment Related: No Start Date: 05/14/2018 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: One of the Managing Members, 15% ownership in the company but not involved in any of the operations and don't have any responsibilities asssociated with the entity.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-06-15 |
| S63 | Uniform Securities Agent State Law Examination | 2021-04-22 |
| S66 | Uniform Combined State Law Examination | 2009-10-07 |
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