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Kelly Spencer

Wells Fargo Advisors Financial Network, LLC

Cottonwood Heights , UT

Cottonwood Heights, UT

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Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
UT RA APPROVED 2022-07-08
  • UT RA
    APPROVED
    Since 2022-07-08

Branch Locations

6985 S. Union Park Center, Suite 205 [Satellite], Cottonwood Heights , UT 84047 • United States

6985 S Union Park Ctr Ste 170, Cottonwood Heights, UT 84047 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Holladay UT 05/2009 11/2016
Wells Fargo Clearing Services, Llc Holladay UT 11/2016 07/2022
Wells Fargo Advisors Financial Network, Llc Cottonwood Heights UT 07/2022 Present
Previous Registrations
  • 2003-07-01 → 2022-07-08
    Wells Fargo Clearing Services, Llc
    Salt Lake City, UT
    Holladay, UT
    Salt Lake City, UT
  • 2000-11-06 → 2003-07-01
    Prudential Equity Group, Llc
    Salt Lake City, UT
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1992-01-13
S63 Uniform Securities Agent State Law Examination 1989-12-15
  • S65 Uniform Investment Adviser Law Examination
    1992-01-13
  • S63 Uniform Securities Agent State Law Examination
    1989-12-15
Other Names
  • Kelly Harris Spencer

View on SEC IAPD

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Other Offices

RAYMOND JAMES & ASSOCIATES, INC. · Cottonwood Heights, UT
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WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · COTTONWOOD HEIGHTS, UT
LPL FINANCIAL LLC · MIDVALE, UT
LPL FINANCIAL LLC · COTTONWOOD HEIGHTS, UT
PRIME CAPITAL FINANCIAL · Cottonwood Heights, UT
SEQUOIA FINANCIAL GROUP, L.L.C. · Cottonwood Heights, UT
OSAIC WEALTH, INC. · COTTONWOOD HEIGHTS, UT

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