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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-04-10 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank, Na | Houston | TX | 06/2016 | 08/2018 |
| Wells Fargo Clearing Services, Llc | Houston | TX | 08/2017 | 08/2018 |
| Jpmorgan Chase Bank, N.A. | The Woodlands | TX | 09/2018 | 02/2022 |
| J.P. Morgan Securities Llc | The Woodlands | TX | 09/2018 | 02/2022 |
| Merrill Lynch, Pierce, Fenner & Smith | Conroe | TX | 02/2022 | 06/2022 |
| Bank Of America, N.A. | Conroe | TX | 05/2022 | 08/2022 |
| J.P. Morgan Securities Llc | The Woodlands | TX | 09/2022 | Present |
| Jpmorgan Chase Bank, N.A. | The Woodlands | TX | 09/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-03-20 |
| S63 | Uniform Securities Agent State Law Examination | 2017-12-06 |
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