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James Roderick Allen

Edward Jones

Montgomery, TX

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Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2006-11-29
  • TX RA
    APPROVED
    Since 2006-11-29

Branch Locations

14729 Highway 105 West Suite 110, Montgomery, TX 77356 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 08/2001 Present
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2000-04-12
S65 Uniform Investment Adviser Law Examination 1999-12-20
  • S63 Uniform Securities Agent State Law Examination
    2000-04-12
  • S65 Uniform Investment Adviser Law Examination
    1999-12-20
Other Names
  • Rod Allen

View on SEC IAPD

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Other Offices

LPL FINANCIAL LLC · MONTGOMERY, TX
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Montgomery, TX
EDWARD JONES · CONROE, TX
KWM PARTNERS LLC · CONROE, TX
EDWARD JONES · Conroe, TX
LPL FINANCIAL LLC · CONROE, TX
OSAIC WEALTH, INC. · Conroe, TX
PALADINO WEALTH · MONTGOMERY, TX

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