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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2015-09-29 |
Branch Locations
15260 Highway 105 W #230E, Montgomery, TX 77356-5273 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Willis | TX | 09/2015 | Present |
1. 10/19/2015 - Shepard Hill Financial - INV REL - 12990 Shepard Hill Rd. Willis, TX 77318 - DBA for LPL Business (entity for LPL business) - START 10/01/15 - 160 HOURS PER MONTH, 160 DURING TRADING
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-03-13 |
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