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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-03-20 |
| CA | RA | APPROVED | 2021-11-10 |
Branch Locations
2400 E Katella Ave Ste 1000, Anaheim, CA 92806 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank Na | Fontana | CA | 05/2007 | Present |
| Wells Fargo Clearing Services Llc | San Bernardino | CA | 08/2017 | 05/2021 |
| Wells Fargo Clearing Services, Llc | Fontana | CA | 07/2021 | Present |
| Lovelee Beauty Ink, Llc | Fontana | CA | 03/2021 | Present |
D&D BARBER & BEAUTY LLC; NOT INV RELATED; POMONA, CA; 50% OWNERSHIP; START DATE 3/1/2024; 20 HOURS PER MONTH; 0 DURING TRADING; CO-OWNER, PAYING BILLS, PAYROLL, AND ENSURING PROPER STAFFING.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-11-09 |
| S63 | Uniform Securities Agent State Law Examination | 2017-11-09 |
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