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Benjamin Nevin Tod

Schwab Wealth Advisory, Inc.

Phoenix, AZ

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Current Employers
Schwab Wealth Advisory, Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2022-01-25
  • AZ RA
    APPROVED
    Since 2022-01-25

Branch Locations

2423 E. Lincoln Dr., Phoenix, AZ 85016-1215 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Modis Phoenix AZ 02/2017 07/2017
Zocdoc Scottsdale AZ 03/2015 11/2016
Arizona State University Tempe AZ 04/2011 04/2017
Charles Schwab & Co., Inc. Phoenix AZ 08/2017 Present
Schwab Wealth Advisory Inc Phoenix AZ 12/2021 Present
  • 02/2017 → 07/2017
    Modis
    Phoenix, AZ
  • 03/2015 → 11/2016
    Zocdoc
    Scottsdale, AZ
  • 04/2011 → 04/2017
    Arizona State University
    Tempe, AZ
  • 08/2017 → Present
    Charles Schwab & Co., Inc.
    Phoenix, AZ
  • 12/2021 → Present
    Schwab Wealth Advisory Inc
    Phoenix, AZ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-01-18
S63 Uniform Securities Agent State Law Examination 2017-11-27
  • S66 Uniform Combined State Law Examination
    2022-01-18
  • S63 Uniform Securities Agent State Law Examination
    2017-11-27
Designations
Other Names
  • Benjamin Tod

View on SEC IAPD

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HEATH EDWARD WHETSEL
Rizwan B Shah
JOSEPH JOHN MCNAUGHTON
Alyssa Shelton
Frank Iustin Mancuso

Other Offices

EW ADVISER, LLC · PHOENIX, AZ
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · PHOENIX, AZ
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · PHOENIX, AZ
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · PHOENIX, AZ
UBS FINANCIAL SERVICES INC. · PHOENIX, AZ
UBS FINANCIAL SERVICES INC. · Phoenix, AZ
UBS FINANCIAL SERVICES INC. · PHOENIX, AZ
KESTRA ADVISORY SERVICES, LLC · PHOENIX, AZ

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