Nicole Rochelle Moten

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2014 → 11/2016
  Wells Fargo Advisors, Llc
  Birmingham, MI
• 11/2016 → 08/2023
  Wells Fargo Clearing Services, Llc
  Birmingham, MI
• 08/2023 → Present
  Morgan Stanley Smith Barney Llc
  Birmingham, MI
• 09/2023 → Present
  Morgan Stanley Private Bank, N.A
  New York, NY

Previous Registrations

• 2014-06-04 → 2023-08-15
  Wells Fargo Clearing Services, Llc
  Minneapolis, MN
  Birmingham, MI
  Minneapolis, MN
  Tarpon Springs, FL
  Birmingham, MI

Other Businesses

*567566- Poverty and Social Reform Institute DBA Leaps and Bounds Family Services; Investment related -No; Warren, Michigan; Children/Youth, Civic/Community, Education, Social & Recreational, Economic Assistance; Board Member, Other (proprietor, partner, officer, director, employee, trustee, agent); 09/2012; During business hours: 0; After business hours: 1; Executive Board is responsible for the strategic vision of the organization. Secretary/Treasurer reviews prepared financial statements with staff, present to Board at meetings. Review prepared meeting minutes, Director's Report and vote on any issues needing board approval.

Exams

• S66 Uniform Combined State Law Examination
  2014-08-25
• S63 Uniform Securities Agent State Law Examination
  2012-02-02

Designations

• Certified Financial Planner

Other Names

• Nicole Rochelle True