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340 Palladio Pkwy. Suite 501, Folsom, CA 95630 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2024-05-29 |
Branch Locations
2610 Lake Cook Road Suite 250, Riverwoods, IL 60015 • United States
340 Palladio Pkwy. Suite 501, Folsom, CA 95630 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Miami University | Oxford | OH | 09/2013 | 05/2017 |
| Charles Schwab & Co., Inc. | Indianapolis | IN | 08/2017 | 02/2023 |
| Nuveen Securities, Llc | Chicago | IL | 02/2023 | 04/2024 |
| Aw Securities | Folsom | CA | 04/2024 | Present |
| Allworth Financial | Folsom | CA | 04/2024 | Present |
| Unemployed | Barrington | RI | 05/2017 | 10/2017 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-06-11 |
| S63 | Uniform Securities Agent State Law Examination | 2018-06-18 |
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