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Current Employers
Allworth Financial, L.P.

340 Palladio Pkwy. Suite 501, Folsom, CA 95630 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2024-05-29
  • IL RA
    APPROVED
    Since 2024-05-29

Branch Locations

2610 Lake Cook Road Suite 250, Riverwoods, IL 60015 • United States

340 Palladio Pkwy. Suite 501, Folsom, CA 95630 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Miami University Oxford OH 09/2013 05/2017
Charles Schwab & Co., Inc. Indianapolis IN 08/2017 02/2023
Nuveen Securities, Llc Chicago IL 02/2023 04/2024
Aw Securities Folsom CA 04/2024 Present
Allworth Financial Folsom CA 04/2024 Present
Unemployed Barrington RI 05/2017 10/2017
  • 09/2013 → 05/2017
    Miami University
    Oxford, OH
  • 08/2017 → 02/2023
    Indianapolis, IN
  • 02/2023 → 04/2024
    Nuveen Securities, Llc
    Chicago, IL
  • 04/2024 → Present
    Aw Securities
    Folsom, CA
  • 04/2024 → Present
    Allworth Financial
    Folsom, CA
  • 05/2017 → 10/2017
    Unemployed
    Barrington, RI
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-06-11
S63 Uniform Securities Agent State Law Examination 2018-06-18
  • S66 Uniform Combined State Law Examination
    2019-06-11
  • S63 Uniform Securities Agent State Law Examination
    2018-06-18
Other Names
  • David Kraunelis
  • John D Kraunelis
  • John D Kraunelis

View on SEC IAPD

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