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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-03-30
IL RA APPROVED 2020-03-03
  • TX RA
    APPROVED
    Since 2020-03-30
  • IL RA
    APPROVED
    Since 2020-03-03

Branch Locations

3400 Pawtucket Ave Ci Relationship Management, Riverside, RI 02915 • United States

540 W Madison St Ci Relationship Management, Chicago, IL 60661 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Rolling Meadows IL 08/2017 Present
Lenscrafters Oak Brook IL 09/2015 09/2017
College Of Dupage Glen Ellyn IL 08/2016 05/2017
College Of Dupage Glen Ellyn IL 01/2019 05/2019
Bank Of America, N.A. Rolling Meadows IL 01/2021 Present
  • 08/2017 → Present
    Rolling Meadows, IL
  • 09/2015 → 09/2017
    Lenscrafters
    Oak Brook, IL
  • 08/2016 → 05/2017
    College Of Dupage
    Glen Ellyn, IL
  • 01/2019 → 05/2019
    College Of Dupage
    Glen Ellyn, IL
  • 01/2021 → Present
    Bank Of America, N.A.
    Rolling Meadows, IL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-03-02
  • S66 Uniform Combined State Law Examination
    2020-03-02
Other Names
  • John Ivey

View on SEC IAPD

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