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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2025-06-24 |
| PA | RA | APPROVED | 2024-10-17 |
| NY | RA | APPROVED | 2021-07-09 |
| CT | RA | APPROVED | 2018-02-13 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Hartford | CT | 04/2007 | Present |
| Bank Of America, Na | Hartford | CT | 04/2007 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-02-12 |
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