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8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2024-10-15 |
Branch Locations
8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services, Llc | Charlotte | NC | 08/2017 | 06/2021 |
| Wells Fargo Bank N.A. | 352 Williamson Road | NC | 05/2014 | 06/2021 |
| Principal Life Insurance Company | Charlotte | NC | 06/2021 | 04/2023 |
| Principal Securities Inc | Charlotte | NC | 07/2021 | 04/2023 |
| Wells Fargo Clearing Services, Llc | Charlotte | NC | 08/2023 | 05/2024 |
| Wells Fargo Bank, Na | Charlotte | NC | 07/2023 | 05/2024 |
| Empower Financial Services, Inc | Greenwood Village | CO | 10/2024 | Present |
| Empower Advisory Group, Llc | Greenwood Village | CO | 10/2024 | Present |
| Unemployed | Charlotte | NC | 05/2024 | 10/2024 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-08-23 |
| S63 | Uniform Securities Agent State Law Examination | 2017-10-26 |
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