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Current Employers
Alliancebernstein L.P.

501 Commerce Street, Nashville, TN 37203 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-10-10
NY RA APPROVED 2022-03-08
FL RA APPROVED 2018-04-24
WA RA APPROVED 2018-01-24
  • TX RA
    APPROVED_RES
    Since 2023-10-10
  • NY RA
    APPROVED
    Since 2022-03-08
  • FL RA
    APPROVED
    Since 2018-04-24
  • WA RA
    APPROVED
    Since 2018-01-24

Branch Locations

601 Union Street Suite 4650, Seattle, WA 98101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Intellectual Ventures Bellevue WA 06/2012 04/2017
Varsity Student Institute Bainbridge Island WA 05/2015 Present
Sanford C. Bernstein & Co., Llc Seattle WA 08/2017 Present
  • 06/2012 → 04/2017
    Intellectual Ventures
    Bellevue, WA
  • 05/2015 → Present
    Varsity Student Institute
    Bainbridge Island, WA
  • 08/2017 → Present
    Sanford C. Bernstein & Co., Llc
    Seattle, WA
Other Businesses

Count: 1 1) BusinessName: Property rental INVESTMENT RELATED: No ADDRESS: 130 West Racquet Club Road, #308 Palm Springs, CA 92262 NATURE OF BUSINESS: I bought a second home and plan on using it as a short-term rental. POSITION: owner RELATIONSHIP: 2026-04-20 APPROXIMATE NUMBER HOURS: 2 hours/month, 0 hours during trading hours YOUR DUTIES: My wife will be running the AirBnB site to confirm reservations and be the point-person for coordinating with local service people (house cleaning, maintenance, pool, yard).

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-01-22
  • S66 Uniform Combined State Law Examination
    2018-01-22

View on SEC IAPD

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