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501 Commerce Street, Nashville, TN 37203 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-10-10 |
| NY | RA | APPROVED | 2022-03-08 |
| FL | RA | APPROVED | 2018-04-24 |
| WA | RA | APPROVED | 2018-01-24 |
Branch Locations
601 Union Street Suite 4650, Seattle, WA 98101 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Intellectual Ventures | Bellevue | WA | 06/2012 | 04/2017 |
| Varsity Student Institute | Bainbridge Island | WA | 05/2015 | Present |
| Sanford C. Bernstein & Co., Llc | Seattle | WA | 08/2017 | Present |
Count: 1 1) BusinessName: Property rental INVESTMENT RELATED: No ADDRESS: 130 West Racquet Club Road, #308 Palm Springs, CA 92262 NATURE OF BUSINESS: I bought a second home and plan on using it as a short-term rental. POSITION: owner RELATIONSHIP: 2026-04-20 APPROXIMATE NUMBER HOURS: 2 hours/month, 0 hours during trading hours YOUR DUTIES: My wife will be running the AirBnB site to confirm reservations and be the point-person for coordinating with local service people (house cleaning, maintenance, pool, yard).
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-01-22 |
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