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Diversified Global Investment Strategies, LLC CRD 292000
$55.0M regulatory AUM 20 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
3 Office Park Circle Suite 240, Birmingham, AL 35223 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-01-10 |
| AL | RA | APPROVED | 2023-01-09 |
Branch Locations
3 Office Park Circle Suite 240, Birmingham, AL 35223 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services, Inc. | Birmingham | AL | 03/2016 | Present |
| Raymond James Financial Services Advisors Inc. | Birmingham | AL | 04/2016 | Present |
| Diversified Global Investment Strategies, Llc | Birmingham | AL | 03/2016 | 09/2017 |
| Diversified Global Investment Strategies, Llc | Mountain Brk | AL | 05/2016 | Present |
| Diversified Global Investment Strategies, Llc | Birmingham | AL | 01/2016 | Present |
(1)Name of Business: Diversified Global Investment Strategies, LLC Address: 3 Office Park Circle, Suite 240, Birmingham, AL, 35223-2513, United States Activity Type: Independent RIA Position/Title: Advisor, Owner/Proprietor Investment Related: Yes Start Date: 05/01/2016 Hours per month devoted to this business: 41-80 Hours per month devoted to this business during trading hours: 41+ Description of duties: Financial Services. (2)Name of Business: Diversified Global Investment Strategies, LLC Address: 3 Office Park Circle, Suite 240, Mountain Brk, AL, 35223, United States Activity Type: Independent RIA Position/Title: Advisor Investment Related: Yes Start Date: 01/01/2018 Hours per month devoted to this business: 11-20 Hours per month devoted to this business during trading hours: 2-10 Description of duties: Consulting Services on pension plans -- only. (3)Name of Business: Diversified Global Investment Strategies, LLC Address: 3 Office Park Cir Ste 240, Birmingham, AL, 35223-2513, United States Activity Type: Independent RIA Position/Title: Advisor, Officer - CEO, Owner/Proprietor Investment Related: Yes Start Date: 01/27/2016 Hours per month devoted to this business: 11-20 Hours per month devoted to this business during trading hours: 2-10 Description of duties: Financial Services and Qualified Retirement Plan Management.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 1999-03-17 |
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