Best Investors Account Sign in
Employer firm

Diversified Global Investment Strategies, LLC CRD 292000

$55.0M regulatory AUM 20 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Pension consulting
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Diversified Global Investment Strategies, Llc

3 Office Park Circle Suite 240, Birmingham, AL 35223 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-01-10
AL RA APPROVED 2023-01-09
  • TX RA
    APPROVED_RES
    Since 2023-01-10
  • AL RA
    APPROVED
    Since 2023-01-09

Branch Locations

3 Office Park Circle Suite 240, Birmingham, AL 35223 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc. Birmingham AL 03/2016 Present
Raymond James Financial Services Advisors Inc. Birmingham AL 04/2016 Present
Diversified Global Investment Strategies, Llc Birmingham AL 03/2016 09/2017
Diversified Global Investment Strategies, Llc Mountain Brk AL 05/2016 Present
Diversified Global Investment Strategies, Llc Birmingham AL 01/2016 Present
Previous Registrations
Other Businesses

(1)Name of Business: Diversified Global Investment Strategies, LLC Address: 3 Office Park Circle, Suite 240, Birmingham, AL, 35223-2513, United States Activity Type: Independent RIA Position/Title: Advisor, Owner/Proprietor Investment Related: Yes Start Date: 05/01/2016 Hours per month devoted to this business: 41-80 Hours per month devoted to this business during trading hours: 41+ Description of duties: Financial Services. (2)Name of Business: Diversified Global Investment Strategies, LLC Address: 3 Office Park Circle, Suite 240, Mountain Brk, AL, 35223, United States Activity Type: Independent RIA Position/Title: Advisor Investment Related: Yes Start Date: 01/01/2018 Hours per month devoted to this business: 11-20 Hours per month devoted to this business during trading hours: 2-10 Description of duties: Consulting Services on pension plans -- only. (3)Name of Business: Diversified Global Investment Strategies, LLC Address: 3 Office Park Cir Ste 240, Birmingham, AL, 35223-2513, United States Activity Type: Independent RIA Position/Title: Advisor, Officer - CEO, Owner/Proprietor Investment Related: Yes Start Date: 01/27/2016 Hours per month devoted to this business: 11-20 Hours per month devoted to this business during trading hours: 2-10 Description of duties: Financial Services and Qualified Retirement Plan Management.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 1999-03-17
  • S66 Uniform Combined State Law Examination
    1999-03-17
Other Names
  • Don Pierini

View on SEC IAPD

Nearby Firms

Nearby Investors

Nearby Offices

More in Birmingham, AL

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor