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1447 Trade Mart Blvd, Winston-Salem, NC 27127 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2017-08-23 |
Branch Locations
1447 Trade Mart Blvd, Winston-Salem, NC 27127 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ih Caffey Dist. | Greensboro | NC | 10/2014 | 01/2017 |
| Semmax Financial Advisors | Winston Salem | NC | 01/2017 | Present |
Semmax, Inc.; Investment-Related; 1447 Trade Mart Boulevard, Winston-Salem, North Carolina 27127; Insurance Agency; January 23, 2017; approximately 40 hours per month; approximately 40 hours during securities trading hours; duties include understanding a client's financial picture, which means also discussing their risk management through products like life or long-term care insurance. These products may, when appropriate, be offered to meet the needs of the client as part of providing financial planning services.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-08-23 |
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