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Sean Fleming

Ameritas Advisory Services, LLC

Homewood, AL

CRD 6844122

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Employer firm

Ameritas Advisory Services, LLC CRD 317245

$13.7B regulatory AUM 1,086 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Ameritas Advisory Services, Llc

5900 O Street, Lincoln, NE 68510 • United States

Current Registrations

AuthorityCategoryStatusDate
AL RA APPROVED 2025-02-24
TX RA APPROVED 2025-02-24
  • AL RA
    APPROVED
    Since 2025-02-24
  • TX RA
    APPROVED
    Since 2025-02-24

Branch Locations

2718 20Th St Ste 100, Homewood, AL 35209 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Freedom Financial Group Birmingham AL 05/2016 08/2017
Ae Wealth Management, Llc Topeka KS 08/2017 01/2025
Freedom Financial Group Birmingham AL 08/2017 01/2025
Nowlin & Associates Homewood AL 01/2025 Present
Ameritas Advisory Services, Llc Lincoln NE 02/2025 Present
  • 05/2016 → 08/2017
    Freedom Financial Group
    Birmingham, AL
  • 08/2017 → 01/2025
    Topeka, KS
  • 08/2017 → 01/2025
    Freedom Financial Group
    Birmingham, AL
  • 01/2025 → Present
    Nowlin & Associates
    Homewood, AL
  • 02/2025 → Present
    Lincoln, NE
Previous Registrations
Other Businesses

NOWLIN & ASSOCIATES; INV REL; SAME AS BRANCH; LIFE INSURANCE AND ANNUITIES (FIXED AND INDEXED); AGENT; START DATE=01/2025; HRS/MO=80; TRADING HRS/MO=50; PROVIDING INSURANCE SOLUTIONS IN THE FORM OF LIFE INSURANCE AND ANNUITIES (FIXED AND INDEXED) AS PART OF COMPREHENSIVE FINANCIAL PLANNING FOR CLIENTS AND PROSPECTS

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-06-30
  • S65 Uniform Investment Adviser Law Examination
    2017-06-30
Other Names
  • Sean Wesley Fleming

View on SEC IAPD

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