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Current Employers
State Farm Investment Management Corp.

One State Farm Plaza B-2, Bloomington, IL 61710-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
AL RA APPROVED 2025-10-10
  • AL RA
    APPROVED
    Since 2025-10-10

Branch Locations

3103 Independence Dr, Homewood, AL 35209 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Thomas Waters Insurance Agency Homewood AL 05/1994 Present
State Farm Vp Management Corp. Homewood AL 03/1998 Present
State Farm Investment Management Corp Homewood AL 10/2025 Present
  • 05/1994 → Present
    Thomas Waters Insurance Agency
    Homewood, AL
  • 03/1998 → Present
    State Farm Vp Management Corp.
    Homewood, AL
  • 10/2025 → Present
    Homewood, AL
Other Businesses

1) Thomas Waters's Insurance Agency; Insurance Agency; Investment-related; 3103 Independence Dr Homewood, AL 35209-4111; Insurance (State Farm Mutual Automobile Insurance Company and its affiliates); Owner; Agent; 05/01/1991; 80; 80; Service customers and supervise employees 2) Thomas Waters- Property #1 (personally held real estate); investment; 2045 Charddonay Way Homewood, AL 35209; Investment or Commercial Property; Owner; none; 6/28/2021; 2; 0; Duties: Privately held rental building 3) Birmingham Southern Alumni Choir; non-investment related; 2007 Lancaster Rd Homewood AL 35209; other; other; 12/06/2024; 20; 10; make deposits in the checking account, pay for programs music and expenses of the Carol Service, The Birmingham Southern Alumni Choir is a group of singers from the Birmingham Southern College Choir that gather once a year to sing an annual Carol Service. This year Thomas Waters organized the group to sing a Christmas Concert in Birmingham, Alabama. This is a volunteer, unpaid position that coordinates the singers, conductors, facility and music for the event. This is not an elected position. 4) Thomas & Jennifer Waters- Property #2 (Personally Held Real Estate); Investment Related; Lot 1 Huckleberry Hill RD Scaley Mtn, NC 28775; Investment or Commercial Property; Owner; None; 08/07/2026; 5; 5; None

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-10-09
S63 Uniform Securities Agent State Law Examination 2000-10-26
  • S65 Uniform Investment Adviser Law Examination
    2025-10-09
  • S63 Uniform Securities Agent State Law Examination
    2000-10-26

View on SEC IAPD

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