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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2019-01-04 |
| SD | RA | APPROVED | 2017-12-12 |
Branch Locations
300 Cherapa Place Suite 503, Sioux Falls, SD 57103 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney Llc | Sioux Fall | SD | 08/2017 | Present |
| Lawrence & Schiller | Sioux Falls | SD | 05/2013 | 07/2017 |
| Morgan Stanley Private Bank, N.A. | New York | NY | 10/2017 | Present |
(1) 487889 - Falls Angel Fund III, LLC / Investment Related / Brookings, SD / Investment, Finance, Banking / Partner / Start 08-March-2022 / During business hours: 0 / After business hours: 2 / Investment Decisions, Advice. (2) 665173 - 605 Christmas Lighting Pros / Investment Related / Sioux Falls, SD / Partner / Start 01-November-2025 / During business hours: 1 / After business hours: 14 / Administrative, Accounting, Bookkeeping, Check Signing, Funds Disbursements, Customer Service / Installing Residential Christmas lights. (3) 682977 - Sioux Falls Area Community Foundation / Not Investment Related / Sioux Falls, SD / Civic, Community / Board Member, Investment Committee / Start 01-July-2026 / During business hours: 1 / After business hours: 0 / Administrative.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-10-13 |
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