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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2021-04-01
  • CA RA
    APPROVED
    Since 2021-04-01

Branch Locations

2366 Jamacha Rd, El Cajon, CA 92019 • United States

4655 Executive Dr Ste 1000 [Sc-Rbo], San Diego, CA 92121 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank Na Santee CA 04/2016 Present
Wells Fargo Clearing Services Llc Santee CA 08/2017 Present
Other Businesses

IN-HOME SUPPORTIVE SERVICES (IHSS) ; NOT INV RELATED; EL CAJON,CA; CAREGIVER ;START DATE: 12/08/2025; 40 HRS PER MONTH; 0 HRS DURING TRADING;|

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-04-01
S63 Uniform Securities Agent State Law Examination 2017-11-09
  • S66 Uniform Combined State Law Examination
    2021-04-01
  • S63 Uniform Securities Agent State Law Examination
    2017-11-09
Other Names
  • Suzan Alias

View on SEC IAPD

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