Best Investors
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Account
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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AL | RA | APPROVED | 2024-04-26 |
| TX | RA | APPROVED_RES | 2022-02-16 |
| LA | RA | APPROVED | 2021-04-09 |
| IL | RA | APPROVED | 2017-11-06 |
Branch Locations
569 Brookwood Vlg, Birmingham, AL 35209 • United States
Birmingham, AL • United States
4725 Whitesburg Dr Se, Huntsville, AL 35802 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Chicago | IL | 08/2017 | Present |
| Bank Of America, N.A. | Chicago | IL | 08/2017 | Present |
| Bny Mellon | Chicago | IL | 05/2016 | Present |
| Jpmorgan Chase Bank | Chicago | IL | 09/2014 | 05/2016 |
I*: 2066294 Entity Type: Rental Property Name of OBA: Rental Property 2 Address: New Orleans, LA Investment Related: No Position, Title, Association: Co-owner with other family members Employee Start Date: 07/15/2024 Number of Hours: 12 hrs annually Number of Hours during trading: 0 Duties: I*: 2066296 Entity Type: Entity Charitable Name of OBA: Alabama Ballet Address: Birmingham, AL Investment Related: No Position, Title, Association: Board Member Employee Start Date: 11/10/2024 Number of Hours: 8 hrs annually Number of Hours during trading: 4 hrs anually Duties:Board Member - Fund raising and awareness I*: 2067274 Entity Type: Rental Property Name of OBA: Rental Property 1 Address: New Orleans, LA Investment Related: No Position, Title, Association: Co-owner with other family members Employee Start Date: 03/01/2017 Number of Hours: 12 hrs annually Number of Hours during trading: 1 hr annually Duties:
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-11-01 |
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