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5050 Section Avenue Suite 420, Cincinnati, OH 45212 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2020-04-22 |
Branch Locations
5050 Section Avenue Suite 420, Cincinnati, OH 45212 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Vanguard Group, Inc. | Charlotte | NC | 08/2017 | 09/2018 |
| Frost Brown Todd Llc. | Cincinnati | OH | 10/2016 | 06/2017 |
| Devou Park Golf Course | Covington | KY | 06/2016 | 10/2016 |
| Ultimus Fund Solutions, Llc | Cincinnati | OH | 09/2018 | 03/2020 |
| Ultimus Fund Distributors, Llc | Cincinnati | OH | 09/2018 | 03/2020 |
| Redtree Investment Group | Cincinnati | OH | 03/2020 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2026-04-02 |
| S63 | Uniform Securities Agent State Law Examination | 2017-09-20 |
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