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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NE | RA | APPROVED | 2021-08-20 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Avantax Investment Services, Inc. | Scottsbluff | NE | 08/2017 | 08/2021 |
| Richard D Gifford Cpa | Scottsbluff | NE | 07/2001 | Present |
| Avantax Advisory Services | Scottsbluff | NE | 12/2017 | 08/2021 |
| Lpl Financial | Scottsbluff | NE | 08/2021 | Present |
1)08/13/2021 - Richard D Gifford CPA - Tax Prep/Accounting/CPA - Inv Rel - At Reported Business Location(s) - Start: 2001 - 200 Hr/Mth 2) 06/05/2023 - Evelyn Fegler Living Trust - Not Investment - At Reported Business Location(s) - Act in a Fiduciary Capacity - Trustee - Start Date 09/29/2022 - 5 Hours Per Month/ 0 Hours During Securities Trading 3) 05/10/2024 - Mitchell Evangelical Free Church - Non-Profit Board Member - Chairman - Not Investment Related - 150037 Experiment Farm Road, Mitchell, NE 69357 - Start Date 02/04/2024 - 10 Hours Per Month/ 0 Hours During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-10-24 |
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