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Robert Craig Findley

LPl Financial LLC

Scottsbluff, NE

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NE RA APPROVED 2020-02-25
TX RA APPROVED 2020-02-24
  • NE RA
    APPROVED
    Since 2020-02-25
  • TX RA
    APPROVED
    Since 2020-02-24

Branch Locations

2002 Broadway, Scottsbluff, NE 69361 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First State Bank Scottsbluff NE 01/1982 Present
Securities America Inc Scottsbluff NE 10/2014 02/2020
Securities America Advisors Scottsbluff NE 10/2014 02/2020
Lpl Financial Llc Scottsbluff NE 02/2020 Present
  • 01/1982 → Present
    First State Bank
    Scottsbluff, NE
  • 10/2014 → 02/2020
    Securities America Inc
    Scottsbluff, NE
  • 10/2014 → 02/2020
    Securities America Advisors
    Scottsbluff, NE
  • 02/2020 → Present
    Scottsbluff, NE
Previous Registrations
  • 2014-12-16 → 2020-02-24
    Securities America Advisors, Inc.
    Scottsbluff, NE
  • 2003-09-18 → 2014-12-16
    Smith Hayes Advisers Inc
    Scottsbluff, NE
    Lincoln, NE
    Lincoln, NE
Other Businesses

1. 2/24/2020 - No Business Name - Investment Related - At Reported Business Location(s) - Act in a Fiduciary Capacity - Started 02/28/2012 - 10 Hours Per Month - Trustee for Bullock Trust - John C. Bullock. 2. 03/07/2024 - Riverstone Bank - Inv Related - At Reported Business Location(s) - Financial Institution Duty - Started: 11/8/2021 - 20 Hrs/Mo; 4 Hrs During Trading.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-12-20
S63 Uniform Securities Agent State Law Examination 1991-09-17
  • S65 Uniform Investment Adviser Law Examination
    2002-12-20
  • S63 Uniform Securities Agent State Law Examination
    1991-09-17
Designations
Other Names
  • Chip Findley

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