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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NE | RA | APPROVED | 2020-02-25 |
| TX | RA | APPROVED | 2020-02-24 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First State Bank | Scottsbluff | NE | 01/1982 | Present |
| Securities America Inc | Scottsbluff | NE | 10/2014 | 02/2020 |
| Securities America Advisors | Scottsbluff | NE | 10/2014 | 02/2020 |
| Lpl Financial Llc | Scottsbluff | NE | 02/2020 | Present |
1. 2/24/2020 - No Business Name - Investment Related - At Reported Business Location(s) - Act in a Fiduciary Capacity - Started 02/28/2012 - 10 Hours Per Month - Trustee for Bullock Trust - John C. Bullock. 2. 03/07/2024 - Riverstone Bank - Inv Related - At Reported Business Location(s) - Financial Institution Duty - Started: 11/8/2021 - 20 Hrs/Mo; 4 Hrs During Trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2002-12-20 |
| S63 | Uniform Securities Agent State Law Examination | 1991-09-17 |
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