Chris Eric Nelson

Current Employers

Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2026-08-19
NE	RA	APPROVED	2023-09-01

FL RA
APPROVED

Since 2026-08-19
NE RA
APPROVED

Since 2023-09-01

Branch Locations

Citrus Hills, FL • United States

3011 Avenue B Suite B, Scottsbluff, NE 69361 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Valley Bank And Trust	Gering	NE	12/1995	10/2017
Sagepoint Financial	Scottsbluff	NE	07/2011	09/2023
Osaic Wealth, Inc.	Scottsbluff	NE	09/2023	Present

12/1995 → 10/2017

Valley Bank And Trust

Gering, NE
07/2011 → 09/2023

Sagepoint Financial

Scottsbluff, NE
09/2023 → Present

Osaic Wealth, Inc.

Scottsbluff, NE

Previous Registrations

2011-07-13 → 2023-09-01

Osaic Services, Inc.

Scottsdale, AZ

Scottsbluff, NE
2004-03-26 → 2011-07-05

Spectrum Capital, Llc

Scottsbluff, NE

Scottsbluff, NE

Other Businesses

1) NELSON BROTHERS FARMS - PARTNERSHIP - 74638 140TH STREET, LEROY, MN 55951. START DATE 10/01/2000 - 0 HRS/MO AND 0 HRS DURING SECURITIES TRADING HOURS. I AM AN OWNER. 2) REED & NELSON, LLC - START DATE 11/13/2003 - 2970 N. 10TH STREET, GERING, NE 69341 - 0 HRS/MO. AND 0 HRS DURING SECURITIES TRADING HOURS. VICE PRESIDENT AND PARTNER. 3) THREE PHEASANTS, LLC - 2970 N. 10TH STREET, GERING, NE 69341 - START DATE 7/2/2004 - PRESIDENT AND PARTNER - 0 HRS. PER MONTH AND 0 HRS DURING SECURITIES TRADING HOURS. 4) VALLEY WEALTH MANAGEMENT POSITION: DBA NATURE: Insurance Agency: Valley Wealth Management, LLC Will also be my DBA name, replacing the name Valley Financial Planning. I am moving my office effective October 1, 2017 which will also change my registered branch location. INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 10/01/2017; ADDRESS: 3011 Avenue B, Suite B, Scottsbluff NE 69361, United States: Sole member and owner of Valley Wealth Management, LLC This will be our DBA name and also our Insurance Producer name, effective 10/01/2017.This DBA name will be replacing the Valley Financial Planning name effective 10/01/2017. 5) CAP HOLDINGS, LLC POSITION: President NATURE: LLC, three equal members. Chris Nelson, John "Adam" Reed, and Paul Reed. INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 12/10/2015; ADDRESS: 3011 Avenue B, Suite B, Scottsbluff NE 69361, United States; DESCRIPTION: Commercial Real Estate buildings which are leased. I will have no duties other that acting as President and member of LLC.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2004-02-16
S63	Uniform Securities Agent State Law Examination	1996-01-23

S65 Uniform Investment Adviser Law Examination

2004-02-16
S63 Uniform Securities Agent State Law Examination

1996-01-23

Designations

View on SEC IAPD