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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2020-03-05
  • OH RA
    APPROVED
    Since 2020-03-05

Branch Locations

2055 Crocker Road, Westlake, OH 44145 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Flagship Capital Advisors, Llc Valley View OH 08/2017 02/2020
Cambridge Investment Research, Inc. Fairfield IA 12/2017 02/2020
Accountemps - Robert Half Cleveland OH 10/2016 07/2017
Unemployed Parma Heights OH 08/2016 09/2016
Cambridge Investment Research Advisors, Inc. Fairfield IA 01/2018 02/2020
Ubs Financial Services Inc. Westlake OH 03/2020 Present
  • 08/2017 → 02/2020
    Flagship Capital Advisors, Llc
    Valley View, OH
  • 12/2017 → 02/2020
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 10/2016 → 07/2017
    Accountemps - Robert Half
    Cleveland, OH
  • 08/2016 → 09/2016
    Unemployed
    Parma Heights, OH
  • 01/2018 → 02/2020
    Fairfield, IA
  • 03/2020 → Present
    Westlake, OH
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2016-09-01
S65 Uniform Investment Adviser Law Examination 2016-06-08
  • S63 Uniform Securities Agent State Law Examination
    2016-09-01
  • S65 Uniform Investment Adviser Law Examination
    2016-06-08

View on SEC IAPD

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