Thomas Christopher Richter

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2017 → 09/2025
  Ubs Financial Services
  San Antonio, Tx, TX
• 03/2008 → 06/2017
  Us Navy
  Millington, TN
• 10/2025 → Present
  Morgan Stanley
  San Antonio, TX

Previous Registrations

• 2017-11-15 → 2025-10-21
  Ubs Financial Services Inc.
  San Antonio, TX
  San Antonio, TX
  Houston, TX
  San Antonio, TX
  Dallas, TX
  San Antonio, TX

Exams

• S66 Uniform Combined State Law Examination
  2017-11-15

Designations

• Certified Financial Planner