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Thomas Christopher Richter

Morgan Stanley

San Antonio, TX

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-10-20
  • TX RA
    APPROVED
    Since 2025-10-20

Branch Locations

7600 Broadway Suite 100, San Antonio, TX 78209 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services San Antonio, Tx TX 08/2017 09/2025
Us Navy Millington TN 03/2008 06/2017
Morgan Stanley San Antonio TX 10/2025 Present
  • 08/2017 → 09/2025
    Ubs Financial Services
    San Antonio, Tx, TX
  • 03/2008 → 06/2017
    Us Navy
    Millington, TN
  • 10/2025 → Present
    Morgan Stanley
    San Antonio, TX
Previous Registrations
  • 2017-11-15 → 2025-10-21
    Ubs Financial Services Inc.
    San Antonio, TX
    San Antonio, TX
    Houston, TX
    San Antonio, TX
    Dallas, TX
    San Antonio, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-11-15
  • S66 Uniform Combined State Law Examination
    2017-11-15
Designations

View on SEC IAPD

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Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SAN ANTONIO, TX
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SAN ANTONIO, TX
1900 WEALTH · SAN ANTONIO, TX
ROCKEFELLER FINANCIAL LLC · San Antonio, TX
PARK AVENUE SECURITIES LLC · SAN ANTONIO, TX
RBC CAPITAL MARKETS, LLC · SAN ANTONIO, TX
KESTRA ADVISORY SERVICES, LLC · San Antonio, TX
TITLEIST ASSET MANAGEMENT, LLC · San Antonio, TX

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