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Current Employers
Vanguard Advisers, Inc.

100 Vanguard Blvd, Malvern, PA 19355 • United States

Current Registrations

AuthorityCategoryStatusDate
OR RA APPROVED 2024-02-20
AZ RA APPROVED 2019-10-03
TX RA APPROVED 2019-10-01
  • OR RA
    APPROVED
    Since 2024-02-20
  • AZ RA
    APPROVED
    Since 2019-10-03
  • TX RA
    APPROVED
    Since 2019-10-01

Branch Locations

14321 N Northsight Blvd, Scottsdale, AZ 85260 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Vanguard Group, Inc. Scottsdale AZ 08/2017 Present
Associated Students Inc. San Bernardino CA 07/2016 07/2017
California State University San Bernardino San Bernardino CA 09/2013 06/2017
Vanguard Advisers, Inc. Scottsdale AZ 10/2019 Present
Vanguard Marketing Corporation Scottsdale AZ 08/2017 Present
  • 08/2017 → Present
    The Vanguard Group, Inc.
    Scottsdale, AZ
  • 07/2016 → 07/2017
    Associated Students Inc.
    San Bernardino, CA
  • 09/2013 → 06/2017
    California State University San Bernardino
    San Bernardino, CA
  • 10/2019 → Present
    Scottsdale, AZ
  • 08/2017 → Present
    Vanguard Marketing Corporation
    Scottsdale, AZ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-09-06
S63 Uniform Securities Agent State Law Examination 2017-09-19
  • S66 Uniform Combined State Law Examination
    2019-09-06
  • S63 Uniform Securities Agent State Law Examination
    2017-09-19
Other Names
  • Quin Kristin Kochman
  • Quin Kochman

View on SEC IAPD

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