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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2019-07-12
  • NJ RA
    APPROVED
    Since 2019-07-12

Branch Locations

2150 Highway 35 Suite 200, Sea Girt, NJ 08750 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Dish Network Queens NY 10/2014 12/2017
Thrivent Investment Management Inc Staten Island NY 09/2017 06/2019
Thrivent Financial Appleton WI 12/2017 08/2018
Thrivent Financial Appleton WI 08/2018 06/2019
Morgan Stanley Smith Barney Llc New York NY 06/2019 Present
  • 10/2014 → 12/2017
    Dish Network
    Queens, NY
  • 09/2017 → 06/2019
    Thrivent Investment Management Inc
    Staten Island, NY
  • 12/2017 → 08/2018
    Thrivent Financial
    Appleton, WI
  • 08/2018 → 06/2019
    Thrivent Financial
    Appleton, WI
  • 06/2019 → Present
    Morgan Stanley Smith Barney Llc
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-05-03
  • S66 Uniform Combined State Law Examination
    2018-05-03

View on SEC IAPD

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