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Samuel J Kirk

Charles Schwab & Co., Inc.

Mequon, WI

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2020-10-22
  • WI RA
    APPROVED
    Since 2020-10-22

Branch Locations

11309 N. Port Washington, Mequon, WI 53092-3411 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Mequon WI 07/2017 01/2019
Subway Madison WI 09/2015 05/2018
Kroger Glendale WI 05/2017 08/2017
Fidelity Brokerage Services Llc Westlake TX 06/2019 09/2020
Unemployed Milwaukee WI 01/2019 05/2019
Charles Schwab & Co Mequon WI 09/2020 Present
  • 07/2017 → 01/2019
    Charles Schwab & Co., Inc.
    Mequon, WI
  • 09/2015 → 05/2018
    Subway
    Madison, WI
  • 05/2017 → 08/2017
    Kroger
    Glendale, WI
  • 06/2019 → 09/2020
    Fidelity Brokerage Services Llc
    Westlake, TX
  • 01/2019 → 05/2019
    Unemployed
    Milwaukee, WI
  • 09/2020 → Present
    Charles Schwab & Co
    Mequon, WI
Previous Registrations
  • 2020-02-20 → 2020-09-16
    Fidelity Personal And Workplace Advisors
    Westlake, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-02-10
S63 Uniform Securities Agent State Law Examination 2019-09-06
  • S66 Uniform Combined State Law Examination
    2020-02-10
  • S63 Uniform Securities Agent State Law Examination
    2019-09-06
Designations
Other Names
  • Samuel J Kirk
  • Samuel Kirk

View on SEC IAPD

Other Firms

STIFEL, NICOLAUS & COMPANY, INCORPORATED
LPL FINANCIAL LLC
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AMERIPRISE FINANCIAL SERVICES, LLC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
REINHART PARTNERS, LLC
MADISON INVESTMENT ADVISORS, LLC
J.P. MORGAN SECURITIES LLC

Other Investors

WAYNE SPENCER FRANK
MELINDA AGNES WACKER
Blake Jalovec
WILLIAM GERARD MORSE
JUDITH K SCHULTZ
MICHAEL ALAN KRAMER
DANIEL JAY AIKEN
ANDREW MICHAEL WIZIARDE

Other Offices

STIFEL, NICOLAUS & COMPANY, INCORPORATED · MEQUON, WI
LPL FINANCIAL LLC · MEQUON, WI
OSAIC WEALTH, INC. · MEQUON, WI
AMERIPRISE FINANCIAL SERVICES, LLC · Mequon, WI
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · MEQUON, WI
REINHART PARTNERS, LLC · MEQUON, WI
MADISON INVESTMENT ADVISORS, LLC · MEQUON, WI
REINHART PARTNERS, LLC · MEQUON, WI

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