Inactive

Roger Fan

Rf Capital Management

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Current Employers

Rf Capital Management

615 Las Tunas Drive Suite 203, Arcadia, CA 91007 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APP_PEND_IARCE	2026-01-01

CA RA
APP_PEND_IARCE

Since 2026-01-01

Branch Locations

615 Las Tunas Drive Suite 203, Arcadia, CA 91007 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Rf Capital Management Llc	Arcadia	CA	06/2017	Present
Texas Tech University School Of Law	Lubbock	TX	08/2015	05/2017

06/2017 → Present

Rf Capital Management Llc

Arcadia, CA
08/2015 → 05/2017

Texas Tech University School Of Law

Lubbock, TX

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2017-07-18

S65 Uniform Investment Adviser Law Examination

2017-07-18

View on SEC IAPD

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