Tina Tinau Louie

Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2009 → 11/2016
  Wells Fargo Advisors Llc
  San Leandro, CA
• 11/2016 → Present
  Wells Fargo Clearing Services, Llc
  San Leandro, CA

Previous Registrations

• 2006-11-03 → 2009-09-28
  U.S. Bancorp Investments, Inc.
  San Francisco, CA
  Alameda, CA
  Alameda, CA
  Alameda, CA
  Alameda, CA
• 2005-10-27 → 2007-02-21
  Citicorp Investment Services
  Oakland, CA
  Oakland, CA

Exams

• S65 Uniform Investment Adviser Law Examination
  2005-10-25
• S63 Uniform Securities Agent State Law Examination
  1999-06-01