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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-01-03 |
| NM | RA | APPROVED | 2023-05-17 |
Branch Locations
6301 Uptown Blvd Ne Suite 100, Albuquerque, NM 87110-4132 • United States
Albuquerque, NM • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Presbyterian Healthcare Services | Albuquerque | NM | 11/2013 | 07/2017 |
| Bank Of The West | Albuquerque | NM | 07/2017 | 04/2023 |
| Bancwest Investment Services, Inc | Albuquerque | NM | 07/2017 | 04/2023 |
| Rbc Capital Markets, Llc | Albuquerque | NM | 05/2023 | Present |
1) 03/18/17 - TENNIS 4 FUTURES - NOT INVESTMENT RELATED - PROVIDE TENNIS ACTIVITIES TO YOUTH 2) NAME OF ENTITY: Rental Property ADDRESS: 1701 Cielo Oeste Pl NW Albuquerque, NM 87120 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Rental Property/Residential Home CAPACITY: Owner - Active START DATE: 03/24/2022 DUTIES: Owner/Landlord. HOURS DEVOTED PER MONTH: 0 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 3) NAME OF ENTITY: Jenuine Tennis ADDRESS: 1701 Cielo Oeste Pl NW Albuquerque, NM 87120 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Social Media Content Creator promoting Tennis CAPACITY: Owner - Active START DATE: 02/01/2023 DUTIES: Social Media Content Creator promoting Tennis. HOURS DEVOTED PER MONTH: 5 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-02-22 |
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