Philip William Mccauley

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
IL	RA	APPROVED	2019-11-01
TX	RA	APPROVED	2019-11-01
KY	RA	APPROVED	2017-11-22

IL RA
APPROVED

Since 2019-11-01
TX RA
APPROVED

Since 2019-11-01
KY RA
APPROVED

Since 2017-11-22

Branch Locations

4969 Us Highway 42 Suite 1200, Louisville, KY 40222 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley	Louisville	KY	09/2017	Present
Guggenheim Partners	New York	NY	06/2013	08/2017
Morgan Stanley Private Bank, National Association	New York	NY	12/2017	Present

09/2017 → Present

Morgan Stanley

Louisville, KY
06/2013 → 08/2017

Guggenheim Partners

New York, NY
12/2017 → Present

Morgan Stanley Private Bank, National Association

New York, NY

Other Businesses

*677589 - Hawksnest Properties LLC; Investment related: Yes; Fort Wayne, Indiana; Real Estate; LLC Member (proprietor, partner, officer, director, employee, trustee, agent); 01/2026; During business hours: 0; After business hours: 0; Investment Decisions/Advice

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2017-11-22

S66 Uniform Combined State Law Examination

2017-11-22

Other Names

Phil Mccauley
Philip William Mccauley

View on SEC IAPD

Current Employers

Morgan Stanley

Disclosures

Employment History

Other Businesses

Exams

Other Names

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