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Thrivent Investment Management Inc. CRD 18387
$20.8B regulatory AUM 84,100 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
600 Portland Avenue South, Minneapolis, MN 55415 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2020-06-22 |
| CO | RA | APPROVED | 2018-07-30 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Forte Human Resources | Lakewood | CO | 01/2017 | 08/2017 |
| Thrivent Investment Management Inc | Lakewood | CO | 08/2017 | Present |
| Unemployed | Highlands Ranch | CO | 06/2016 | 12/2016 |
| Thrivent Financial | Appleton | WI | 08/2017 | 12/2017 |
| Thrivent Financial | Appleton | WI | 12/2017 | Present |
ST. LUKE'S UNITED METHODIST POSITION: Finance Team Member NATURE: This is a church. I am a member of the church. They have asked me to serve on the Finance Team. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 11/04/2019 ADDRESS: 8817 S. Broadway, Highlands Ranch CO 80129, United States DESCRIPTION: Serve on a team that helps to oversee the fiscal budget of the church and the general fund. The team provides oversight on income and expenses. The team reports to the Finance Manager (a staff position) and to one of the pastoral staff.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-07-27 |
| S63 | Uniform Securities Agent State Law Examination | 2017-10-16 |
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