Shannon James Brusseau

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2014 → 06/2024
  Securities America Inc
  New Prague, MN
• 10/2014 → 06/2024
  Securities America Advisors
  New Prague, MN
• 06/2024 → Present
  Osaic Wealth, Inc.
  St Louis Park, MN
• 06/2024 → Present
  Osaic Wealth, Inc.
  St Louis Park, MN

Previous Registrations

• 2014-10-27 → 2024-06-14
  Securities America Advisors, Inc.
  New Prague, MN
• 2011-09-26 → 2014-10-23
  Fintegra, Llc
  Farmington, MN
  New Prague, MN
  Farmington, MN
  New Prague, MN

Other Businesses

1. DIVERSIFIED WEALTH MANAGEMENT - DBA INSURANCE SALES - AGENT- INVESTMENT RELATED- START DATE: 2/1999 LOCATED AT 115 1ST AVE SE STE 230; NEW PRAGUE, MN 56071-2504 2. BRUSSEAU LOGISTICS, INC. POSITION: President/Owner NATURE: Co-owner of small oil hauling equipment company with trucks in the North Dakota oil fields. However we are no longer doing that, but Brusseau Logistics is now a seasonal cold storage facility. INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 0 START DATE: 07/07/2017 ADDRESS: 36455 Cty Rd 3, Crosslake MN 56442 DESCRIPTION: Brusseau Logistics Inc. no longer owns a small number of oil hauling trucks (3)and trailers (2)in the North Dakota Bakken oil field. 3. BRUSSEAU FARMS POSITION: owner NATURE: Brusseau Farms INVESTMENT RELATED: No NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2018 ADDRESS: 36455 CR 3, Crosslake MN 56442 DESCRIPTION: I farm about 15 acres of hay land and sell the hay to area farmers. 4. INSURANCE SALES POSITION: Insurance sales NATURE: Insurance sales: VA, FIA, term life and LTC. INVESTMENT RELATED: Yes NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 4 START DATE: 10/27/2014 ADDRESS: 115 1st Av SE, Suite 230, New Prague MN 56071 DESCRIPTION: Various insurance sales to clients/prospects if suitable to the clients. 5. NEW PRAGUE ROTARY CLUB POSITION: member NATURE: New Prague Rotary Board of Directors. Membership Chair. Our Rotary Club is primarily involved with funding local charities and youth activities. On an international level it focuses on eradicating polio. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 06/01/2000 ADDRESS: 400 Lexington Av S, New Prague MN 56071 DESCRIPTION: I help out with various charitable activities such as the Annual Dozinky Car Cruise as a volunteer. I help raise money by selling roses, as this is our club's primary fundraiser. 6. NEW PRAGUE ARTS COUNCIL POSITION: solicit funds for the Outdoor Performance Facility NATURE: New Prague Arts Council. Help in the fundraising to develop and build an Outdoor Performance Facility in New Prague. I have been asked to be on the overall committee with the planning and going forward with help solicit donations from private individuals and businesses in and around my hometown of New Prague, MN. New Prague is also where our Investment Office is located. INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 10 START DATE: 10/03/2022 ADDRESS: 420 Central Av N, New Prague MN 56071 DESCRIPTION: I have been asked to help solicit donations to build an Outdoor Performance Facility here in New Prague. 7. BRUSSEAU INVESTMENTS POSITION: President NATURE: Open bank account to receive advisory compensation. INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 10/14/2014 ADDRESS: 115 1st Av SE, suite 230, New Prague MN 56071, United States DESCRIPTION: bank account to receive advisory compensation

Exams

• S65 Uniform Investment Adviser Law Examination
  2002-02-13
• S63 Uniform Securities Agent State Law Examination
  1998-10-23

Other Names

• Shannon James Brusseau