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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2024-06-14 |
| TX | RA | APPROVED_RES | 2024-06-14 |
Branch Locations
115 1St Ave Se Ste 230, New Prague, MN 56071 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Diversified Wealth Management Llc | New Prague | MN | 05/2020 | 09/2021 |
| Securities America, Inc. | New Prague | MN | 10/2021 | 06/2024 |
| Student | New Prague | MN | 09/2011 | Present |
| Nisswa Marine Llc | Nisswa | MN | 05/2019 | 09/2019 |
| Securities America Advisors | New Prague | MN | 11/2021 | 06/2024 |
| Osaic Wealth, Inc. | New Prague | MN | 06/2024 | Present |
1. NEW PRAGUE ROTARY CLUB POSITION: President NATURE: It's a non-profit social and volunteer organization; the New Prague chapter is one of many international chapters of Rotary International. We engage in service projects, volunteer, clean ditches, and help raise money to benefit our communities. We also have lunch weekly and have other social events with the members. INVESTMENT RELATED: No NUMBER OF HOURS: 7 SECURITIES TRADING HOURS: 4 START DATE: 07/11/2024 ADDRESS: 400 Lexington Ave S, New Prague MN 56071, United States DESCRIPTION: I lead our weekly 1-hour lunch meetings and assist in planning and leading our subcommittees for service projects. I also get to vote on which activities we decide to do and where to donate our time and funds within our communities. 2. PROMOVEO DEVELOPMENT LLC POSITION: Owner/Operator NATURE: Promoveo Development is a real estate management company. Promoveo Development plans to partner with seasonal storage and rental property owners to oversee daily operations and reply to work orders submitted by tenants. INVESTMENT RELATED: No NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 0 START DATE: 03/01/2024 ADDRESS: 1110 Wheat ST NW, New Prague MN 56071 DESCRIPTION: Promoveo Development plans to partner with seasonal storage and rental property owners to oversee daily operations and reply to work orders submitted by tenants. For seasonal operations, lead the team responsible for scheduling and facilitating item drop-off/pick-up. 3. The New Prague Area Education Foundation POSITION: Board Member NATURE: Acting as a non-paid volunteer board member for the New Prague Area Education Foundation, a 501 (c)(3). Engaging in not-for-profit fundraising and administering of funds to provide for local educational scholarships and grants. INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 1 START DATE: 11/15/2021 ADDRESS: PO Box 171 New Prague Minnesota 56071 DESCRIPTION: We are raising money through local fundraisers and business sponsorships to fund the administering of grants for local schools and educational scholarships for selected students. All grants/scholarships are granted after the board and deciding members accept applications made willingly.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-11-16 |
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