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Maxim Olegovich Shubin

Ubs Financial Services Inc.

St Petersburg, FL

Lafayette, NJ

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-11-26
NY RA APPROVED 2023-06-30
NJ RA APPROVED 2018-07-18
  • FL RA
    APPROVED
    Since 2024-11-26
  • NY RA
    APPROVED
    Since 2023-06-30
  • NJ RA
    APPROVED
    Since 2018-07-18

Branch Locations

150 Second Ave., North Suite 1000, St Petersburg, FL 33701 • United States

Lafayette, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Suny Binghamton Binghamton NY 08/2015 05/2017
Axa Advisors, Llc. New York NY 10/2017 07/2018
Comfort Measures Inc. New City NY 12/2009 Present
Ubs Financial Services Inc. Paramus NJ 07/2018 Present
  • 08/2015 → 05/2017
    Suny Binghamton
    Binghamton, NY
  • 10/2017 → 07/2018
    Axa Advisors, Llc.
    New York, NY
  • 12/2009 → Present
    Comfort Measures Inc.
    New City, NY
  • 07/2018 → Present
    Ubs Financial Services Inc.
    Paramus, NJ
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-04-12
  • S66 Uniform Combined State Law Examination
    2018-04-12
Other Names
  • Maxim Shubin
  • Maxim Olegovich Shubin

View on SEC IAPD

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Other Offices

RAYMOND JAMES & ASSOCIATES, INC. · ST PETERSBURG, FL
OSAIC ADVISORY SERVICES, LLC · ST. PETERSBURG, FL
OSAIC WEALTH, INC. · St. Petersburg, FL
HORNOR, TOWNSEND & KENT, LLC · ST PETERSBURG, FL
EDWARD JONES · St Petersburg, FL
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · St. Petersburg, FL
YALE CAPITAL CORP. · ST. PETERSBURG, FL
OSAIC WEALTH, INC. · ST PETERSBURG, FL

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