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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2019-02-22 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bear Creek Spirits & Wine | Colleyville | TX | 06/2017 | 09/2017 |
| University Of Mississippi | Hattiesburg | MS | 08/2013 | 05/2017 |
| Axa Advisors, Llc | New York | NY | 10/2017 | 01/2019 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Austin | TX | 01/2019 | Present |
| 49 Financial | New York | NY | 10/2017 | 01/2019 |
| Bank Of America, N.A. | Austin | TX | 02/2019 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-02-05 |
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