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Alexander James Ruiz

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Westlake, OH

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-05-25
OH RA APPROVED 2020-11-02
  • TX RA
    APPROVED
    Since 2022-05-25
  • OH RA
    APPROVED
    Since 2020-11-02

Branch Locations

159 Crocker Park Blvd, Westlake, OH 44145 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mondelez International (Nabisco) Streetsboro OH 04/2015 07/2017
Keybank Cleveland OH 07/2017 07/2017
Key Investment Services, Llc Cleveland OH 07/2017 01/2020
Keybank Cleveland OH 07/2017 01/2020
Merrill Lynch, Pierce, Fenner & Smith Incorporated Westlake OH 01/2020 Present
Door Dash Cleveland OH 01/2018 12/2019
Bank Of America, N.A. Westlake OH 01/2024 Present
  • 04/2015 → 07/2017
    Mondelez International (Nabisco)
    Streetsboro, OH
  • 07/2017 → 07/2017
    Keybank
    Cleveland, OH
  • 07/2017 → 01/2020
    Key Investment Services, Llc
    Cleveland, OH
  • 07/2017 → 01/2020
    Keybank
    Cleveland, OH
  • 01/2020 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Westlake, OH
  • 01/2018 → 12/2019
    Door Dash
    Cleveland, OH
  • 01/2024 → Present
    Bank Of America, N.A.
    Westlake, OH
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-10-29
S63 Uniform Securities Agent State Law Examination 2017-11-14
  • S66 Uniform Combined State Law Examination
    2020-10-29
  • S63 Uniform Securities Agent State Law Examination
    2017-11-14
Other Names
  • Alexander Ruiz

View on SEC IAPD

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HIGHLAND CONSULTING ASSOCIATES INTERNATIONAL, INC.
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ATHLETES FINANCIAL ADVISERS, LLC
MORGAN STANLEY
RAYMOND JAMES & ASSOCIATES, INC.
INDEPENDENT FINANCIAL GROUP, LLC

Other Investors

GREGORY STEVEN JOHNSON
KEVIN VINCENT COONEY
DOUGLAS CARL KUHLMAN
MARNIE RENEE RANDEL
THOMAS RANDALL FAIRFAX
Ryan Christopher Smeltzer
Laurel Fitzsimmons
Michael Coletta

Other Offices

PARADIGM WEALTH MANAGEMENT, LLC · WESTLAKE, OH
HIGHLAND CONSULTING ASSOCIATES INC. · CLEVELAND, OH
HIGHLAND CONSULTING ASSOCIATES INTERNATIONAL, INC. · CLEVELAND, OH
COLETTA CAPITAL, LLC · WESTLAKE, OH
ATHLETES FINANCIAL ADVISERS, LLC · WESTLAKE, OH
MORGAN STANLEY · Westlake, OH
RAYMOND JAMES & ASSOCIATES, INC. · WESTLAKE, OH
INDEPENDENT FINANCIAL GROUP, LLC · Westlake, OH

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