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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-02-15
NY RA APPROVED 2021-04-19
CT RA APPROVED 2017-10-25
  • TX RA
    APPROVED_RES
    Since 2024-02-15
  • NY RA
    APPROVED
    Since 2021-04-19
  • CT RA
    APPROVED
    Since 2017-10-25

Branch Locations

9 Melrose Dr, Farmington, CT 06032 • United States

Rye, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated White Plains NY 07/2017 Present
Tf Cornerstone New York NY 05/2017 Present
Wildlife Conservation Society Bronx NY 11/2016 07/2017
Headwaters Mb Greenwich CT 02/2016 07/2017
Bank Of America, N.A. White Plains NY 12/2017 Present
  • 07/2017 → Present
    White Plains, NY
  • 05/2017 → Present
    Tf Cornerstone
    New York, NY
  • 11/2016 → 07/2017
    Wildlife Conservation Society
    Bronx, NY
  • 02/2016 → 07/2017
    Headwaters Mb
    Greenwich, CT
  • 12/2017 → Present
    Bank Of America, N.A.
    White Plains, NY
Other Businesses

I*110432 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: KOHL'S INVESTMENT RELATED: N ADDRESS OF BUSINESS: PORT CHESTER, NEW YORK 10573 NATURE OF BUSINESS: CORPORATION, POSITION, TITLE, ASSOCIATION: PART-TIME, START DATE OF RELATIONSHIP: 11/24/2017 NUMBER OF HOURS DEVOTED: 100 HOUR(S) ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: KOHL'S IS A NATIONAL DEPARTMENT STORE. I WOULD BE WORKING SEVERAL NIGHTS A WEEK DURING THE HOLIDAYS AS A RETAIL SALES ASSOCIATE. I*481309, Entity Type: , Name of OBA: Rye City Republican Committee, Address: White Plains, New York, 10601, Investment Related: N, Position, Title, Association: Other, Employee State Date: 05-Mar-2019, No Hours: 4 Monthly, No Hours during Trading: 0 Monthly, Duties: Collect signatures in my district for candidates to run for local elected positions

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-10-23
  • S66 Uniform Combined State Law Examination
    2017-10-23
Other Names
  • Michael Woolfolk

View on SEC IAPD

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