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Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NE RA APPROVED 2026-08-14
  • NE RA
    APPROVED
    Since 2026-08-14

Branch Locations

One North Jefferson Avenue H0004-05C, St. Louis, MO 63103 • UNITED STATES

13625 California St, Omaha, NE 68154 • United States

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NE RA APPROVED 2019-02-21
  • NE RA
    APPROVED
    Since 2019-02-21

Branch Locations

One North Jefferson Avenue Mail Code: H0004-05G, St. Louis, MO 63103 • UNITED STATES

13625 California St Ste 200 [Gl-Rbo], Omaha, NE 68154 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank Na Omaha NE 04/2015 Present
Wells Fargo Clearing Services Llc Omaha NE 07/2017 Present
Wells Fargo Advisors Financial Network Omaha NE 08/2026 Present
  • 04/2015 → Present
    Wells Fargo Bank Na
    Omaha, NE
  • 07/2017 → Present
    Omaha, NE
  • 08/2026 → Present
    Wells Fargo Advisors Financial Network
    Omaha, NE
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-02-16
S63 Uniform Securities Agent State Law Examination 2017-10-13
  • S65 Uniform Investment Adviser Law Examination
    2019-02-16
  • S63 Uniform Securities Agent State Law Examination
    2017-10-13

View on SEC IAPD

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