Best Investors Account Sign in
Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2022-10-07
  • IL RA
    APPROVED
    Since 2022-10-07

Branch Locations

413 Jubilee Lane, Germantown Hills, IL 61548 • United States

Peoria, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Massmutual Life Insurance Co Germantown Hills IL 07/2017 Present
Mml Investors Services, Llc Germantown Hills IL 08/2017 Present
Red Lobster Greensburg PA 01/2011 10/2017
  • 07/2017 → Present
    Massmutual Life Insurance Co
    Germantown Hills, IL
  • 08/2017 → Present
    Germantown Hills, IL
  • 01/2011 → 10/2017
    Red Lobster
    Greensburg, PA
Other Businesses

(1)NAME: VICENT SILVIO INV REL: Y ADDR: 413 JUBILEE LN GERMANTOWN HILLS IL 61548 NATURE: INDIVIDUAL LIFE, HEALTH, GROUP LIFE, GROUP HEALTH, FIXED ANNUITIES POSITION: AGENT START: 07/2017 NO HRS: 2 NO HRS DUR TRADING: 2.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-09-02
S63 Uniform Securities Agent State Law Examination 2017-11-20
  • S65 Uniform Investment Adviser Law Examination
    2022-09-02
  • S63 Uniform Securities Agent State Law Examination
    2017-11-20
Designations
  • Certified Financial Planner

View on SEC IAPD

Nearby Firms

Nearby Investors

Nearby Offices

More in Germantown Hills, IL

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor