Brandon Joseph Shaw

Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2011 → Present
  Massmutual Life Insurance Company
  Germantown Hills, IL
• 12/2011 → Present
  Mml Investors Services, Llc
  Germantown Hills, IL

Other Businesses

(1) Name: Brandon Shaw, Inv Rel:Y Addr:413 Jubilee Ln, Germantown Hills IL, Nature: life, health, group life, group health, fixed annuities, Position: sales/agent, Start:1/2014, No hr/mo:20 No hr/mo dur trading:0. (2) Name: HKS Business Consulting, Inv Rel: Y Addr:413 Jubilee Ln, Germantown IL 61548 Nature: Providing valuation and consulting services to small businesses, Position: Consultant, Start:05/12/2021, No Hr/Mo: 10 No Hr/Mo Dur Trading: 2. Duties: Services including but not limited to Business valuation, capex planning, income and balance sheet analysis, technology, process, financing, deal brokering and HR consulting. (3) Name: Herzog Kistner Shaw Financial Partners LLC, Inv Rel:Y Addr:413 Jubilee Lane, Germantown Hills IL 61548 Nature: Provide insurance, advisory and financial services to clients, Position: Owner, Start:10/01/2022, No Hr/Mo:20 No Hr/Mo Dur Trading:20, Duties: RIA registered representative providing insurance, advisory and financial services to clients. (4) NAME: EV RIDES LLC INV REL: N ADD: RESIDENTIAL ADDRESS NATURE: BUYING VEHICLES TO LEASE POSITION: OWNER START DATE: 06/01/2022 NO. HR/MO: 5 NO. HR/MO DURING SEC TRADING: 0 DESCRIBE DUTIES: PURCHASE VEHICLES IN LLC TO LEASE BACK TO HKS FINANCIAL PARTNERS

Exams

• S66 Uniform Combined State Law Examination
  2012-04-05

Designations

• Certified Financial Planner