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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2015-08-26
TX RA APPROVED_RES 2014-08-19
PA RA APPROVED 2012-05-09
  • IL RA
    APPROVED
    Since 2015-08-26
  • TX RA
    APPROVED_RES
    Since 2014-08-19
  • PA RA
    APPROVED
    Since 2012-05-09

Branch Locations

413 Jubilee Lane, Germantown Hills, IL 61548 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Massmutual Life Insurance Company Germantown Hills IL 11/2011 Present
Mml Investors Services, Llc Germantown Hills IL 12/2011 Present
  • 11/2011 → Present
    Massmutual Life Insurance Company
    Germantown Hills, IL
  • 12/2011 → Present
    Germantown Hills, IL
Other Businesses

(1) Name: Brandon Shaw, Inv Rel:Y Addr:413 Jubilee Ln, Germantown Hills IL, Nature: life, health, group life, group health, fixed annuities, Position: sales/agent, Start:1/2014, No hr/mo:20 No hr/mo dur trading:0. (2) Name: HKS Business Consulting, Inv Rel: Y Addr:413 Jubilee Ln, Germantown IL 61548 Nature: Providing valuation and consulting services to small businesses, Position: Consultant, Start:05/12/2021, No Hr/Mo: 10 No Hr/Mo Dur Trading: 2. Duties: Services including but not limited to Business valuation, capex planning, income and balance sheet analysis, technology, process, financing, deal brokering and HR consulting. (3) Name: Herzog Kistner Shaw Financial Partners LLC, Inv Rel:Y Addr:413 Jubilee Lane, Germantown Hills IL 61548 Nature: Provide insurance, advisory and financial services to clients, Position: Owner, Start:10/01/2022, No Hr/Mo:20 No Hr/Mo Dur Trading:20, Duties: RIA registered representative providing insurance, advisory and financial services to clients. (4) NAME: EV RIDES LLC INV REL: N ADD: RESIDENTIAL ADDRESS NATURE: BUYING VEHICLES TO LEASE POSITION: OWNER START DATE: 06/01/2022 NO. HR/MO: 5 NO. HR/MO DURING SEC TRADING: 0 DESCRIBE DUTIES: PURCHASE VEHICLES IN LLC TO LEASE BACK TO HKS FINANCIAL PARTNERS

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-04-05
  • S66 Uniform Combined State Law Examination
    2012-04-05
Designations

View on SEC IAPD

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