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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2015-08-26 |
| TX | RA | APPROVED_RES | 2014-08-19 |
| PA | RA | APPROVED | 2012-05-09 |
Branch Locations
413 Jubilee Lane, Germantown Hills, IL 61548 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Massmutual Life Insurance Company | Germantown Hills | IL | 11/2011 | Present |
| Mml Investors Services, Llc | Germantown Hills | IL | 12/2011 | Present |
(1) Name: Brandon Shaw, Inv Rel:Y Addr:413 Jubilee Ln, Germantown Hills IL, Nature: life, health, group life, group health, fixed annuities, Position: sales/agent, Start:1/2014, No hr/mo:20 No hr/mo dur trading:0. (2) Name: HKS Business Consulting, Inv Rel: Y Addr:413 Jubilee Ln, Germantown IL 61548 Nature: Providing valuation and consulting services to small businesses, Position: Consultant, Start:05/12/2021, No Hr/Mo: 10 No Hr/Mo Dur Trading: 2. Duties: Services including but not limited to Business valuation, capex planning, income and balance sheet analysis, technology, process, financing, deal brokering and HR consulting. (3) Name: Herzog Kistner Shaw Financial Partners LLC, Inv Rel:Y Addr:413 Jubilee Lane, Germantown Hills IL 61548 Nature: Provide insurance, advisory and financial services to clients, Position: Owner, Start:10/01/2022, No Hr/Mo:20 No Hr/Mo Dur Trading:20, Duties: RIA registered representative providing insurance, advisory and financial services to clients. (4) NAME: EV RIDES LLC INV REL: N ADD: RESIDENTIAL ADDRESS NATURE: BUYING VEHICLES TO LEASE POSITION: OWNER START DATE: 06/01/2022 NO. HR/MO: 5 NO. HR/MO DURING SEC TRADING: 0 DESCRIBE DUTIES: PURCHASE VEHICLES IN LLC TO LEASE BACK TO HKS FINANCIAL PARTNERS
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-04-05 |
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