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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-12-01
  • TX RA
    APPROVED
    Since 2022-12-01

Branch Locations

880 S Preston Rd Ste 10, Prosper, TX 75078 • United States

201 Main St 4Th Fl [Te-Rbo], Fort Worth, TX 76102 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc. Jupiter FL 07/2017 Present
Wells Fargo Bank Na Jupiter FL 01/2016 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-11-30
S63 Uniform Securities Agent State Law Examination 2018-08-30
  • S66 Uniform Combined State Law Examination
    2022-11-30
  • S63 Uniform Securities Agent State Law Examination
    2018-08-30

View on SEC IAPD

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