Brad Carl Miksek

Employer firm

United Advisors America CRD 147350

$447M regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2014 → 01/2020
  Sheaff Brock Investment Advisors, Llc
  North Richland Hills, TX
• 01/2019 → 01/2020
  Arbor Court Capital
  Broadview Heights, OH
• 12/2018 → 01/2020
  Innovative Portfolios, Llc
  Indianapolis, IN
• 01/2020 → 03/2020
  Unemployed
  North Richland Hills, TX
• 03/2020 → 03/2022
  Nobles & Richards, Inc.
  Plano, TX
• 12/2022 → 11/2023
  United Advisors America
  Prosper, TX
• 03/2020 → 12/2022
  Dmi Holdings
  Plano, TX
• 11/2023 → 01/2025
  Federal Express
  Fort Worth, TX
• 01/2025 → Present
  United Advisors America
  Prosper, TX

Previous Registrations

• 2023-01-20 → 2023-11-07
  United Advisors America
  North Richland Hills, TX
  Prosper, TX
• 2021-08-11 → 2022-03-01
  Nobles & Richards Advisors, Llc
  North Richland Hills, TX
  Dallas, TX
  Plano, TX
• 2019-01-22 → 2020-02-04
  Innovative Portfolios Llc
  North Richland Hills, TX
  Indianapolis, IN
• 2016-10-03 → 2020-02-03
  Sheaff Brock Investment Advisors, Llc
  North Richland Hills, TX
  Indianapolis, IN
• 2014-02-18 → 2016-09-16
  Sheaff Brock Investment Advisors, Llc
  Indianapolis, IN
• 2006-06-16 → 2014-03-12
  Zacks Investment Management, Inc.
  Chicago, IL
• 2006-01-03 → 2006-11-10
  J.E. Simmons & Co., P.C.
  Dallas, TX

Exams

• S63 Uniform Securities Agent State Law Examination
  2019-01-19
• S65 Uniform Investment Adviser Law Examination
  2005-12-27