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Morgan Stanley CRD 149777
$1.96T regulatory AUM 416,984 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2022-04-04 |
| MI | RA | APPROVED | 2022-04-01 |
| TX | RA | APPROVED | 2022-04-01 |
Branch Locations
4890 West Kennedy Boulevard Suite 700, Tampa, FL 33609 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Auburn Hills | MI | 07/2017 | 04/2022 |
| Unemployed | West Bloomfield | MI | 02/2017 | 07/2017 |
| Alan C. Young & Associates P.C. | Detroit | MI | 10/2012 | 02/2017 |
| Bank Of America, N.A. | Auburn Hills | MI | 12/2017 | 04/2022 |
| Morgan Stanley Smith Barney Llc | Tampa | FL | 04/2022 | Present |
| Morgan Stanley Private Bank, N.A | New York | NY | 07/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-11-13 |
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